Institute of Internal Auditors
 Central Missouri Chapter

 

 

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Chapter Books

 

Text Box: Updated July 2009

 

Books located at Page Library on the Lincoln University Campus:

2000 The Internal Auditor Job Market

A Vision for the Future: Professional Practices Framework for Internal Auditing

Advanced Technology Forum; audit, control, and security issues in networks (April 19-21, 1993)

Banks, David G. Auditing Accounts Payable for Fraud

 

Birkett, William P. et al.  Assessing Competency in Internal Auditing: Structures and Methodologies

 

Birkett, William P. et al.  Competency: Best Practices and Competent Practitioners

 

Birkett, William P. et al.  Future of Internal Auditing: a Delphi Story

 

Birkett, William P. et al.  Internal Auditing Knowledge: Global Perspectives

 

Birkett, William P. et al.  Internal Auditing: the Global Landscape

 

Certified Internal Auditor Examination May 1994, 1995, November 1995

 

Clark, Yvonne R. et al.  Control Self‑Assessment: Threats, Tips, and Techniques

 

Client/Serve Implementation: A management Case Study (1994)

 

Davison, Barbara.  Auditing Derivative Strategies (2000)

 

Davison, Barbara.  Understanding the Mergers and Acquisition Process  (2001)

 

Dittenhofer, Mortimer A., et al.  Ethics and the Internal Auditor: Ten years Later (1994)

 

Doherty, Stephen A.  Trading Control

 

Fiorelli, Paul E.  Federal sentencing guidelines:  a guide for internal auditors.

 

Flesher, Dale L.  Auditing The Marketing Function  (1993)

 

Flesher, Dale L.  Internal Auditing Standards and Practices

 

Fraud Prevention in the Gaming Industry  (2000)

 

Friedlob, George T., et al.  An Auditor’s Guide to Encryption  (1997)

 

Frigo, Mark L.  The Impact Of Business Processing Reengineering on Internal Auditing (1995)

 

Galloway, David.  A Guide For the New Auditor (1995)

 

Glover, Hubert D., et al.  Effective Fraud Detection and Prevention Techniques: Practice Set  (1993)

 

Glover, Hubert D.  Environmental Auditing: Risk Assessment Guidelines  (1994)

 

Gray, Glen L., et al.  Business Management Auditing: Promotion of Consulting Auditing (1994)

 

Gray, Glen L., et al.  Enhancing Internal Auditing Through Innovative Practice  (1996)

 

Gray, Glen L. and Gray Maryann Jacobi.  Assurance Services within the Auditing Profession  (2000)

 

Gupta, Parveen P., et al.  Total Quality Improvement Process and The Internal Auditing Function (1995)

 

Gupta, Parveen P. Internal Audit Reengineering: Survey, Model,  and Best Practices (2001)

 

Hillison, William A., et al.  Use and Audit of Performance Measure in The Public System (1995)

 

Improving Audit Committee Performance What Works Best (1993)

 

Independence and Objectivity:  A Framework for Internal Auditors  (2001)

 

The Internal Control- Integrated Framework

 

Jordan, Glenda S.  Control Self-Assessment: Make the Choice (1995)

 

Kusel, Jimmie.  Internal Auditor Job Market, 1994 & 1996.

 

Lampe, James C.  Developing Productivity Quality Measurement System For Internal Auditing Departments (1994)

 

Marcella, Albert J., Jr., et al.  Automated System For Contingency Planning and Disaster Recovery  (1992)

 

Marcella, Albert J., Jr.  Outstanding Downsizing and Reengineering: Internal Control Implications (1995)

 

Marcella, Albert J., Jr.  Establishing Trust in Virtual Markets

 

Marcella, Albert J., Jr., et al.  Process Development Life Cycle: An Audit Survival Guide  (2001)

 

McIntosh, Elaine R.  Competency Framework for Internal Auditing

 

McNamee, David.  Internal Audit of Purchasing Practice Set  (1992)

 

McNamee, David.  Telecommunications: Detecting and Deterring Fraud  

 

McNamee, David., et al.  Risk Management: Changing the Internal Auditor's Paradigm

 

O’Regan, David.  Auditing International Entities: A Practical Guide to Risks, Objectives and Reporting  (2001)

 

Parker, Xenia Ley.  AN e-RISK PRIMER  (2001)

 

PricewaterhouseCoopers.  Corporate Governance and the Board-What Works Best  (2000)

 

PricewaterhouseCoopers.  Audit Committee Effectiveness-What Works Best, 2nd Edition (2000)

 

Privacy: Assessing the Risk (2003)

 

Ramamoorti, Sridhar and O.Traver, Richard.  Using Neural Networks for Risk Assessment in Internal Auditing: a Feasibility Study

 

Reigle, Ron.  Fraud Prevention in the Gaming Industry

 

Ridley, Jeffery, et al.  International Quality Standards: Implication for Internal Auditing  (1996)

 

Ross, Richard D.  The Broker – Dealer Audit Guide (2001)

 

Roth, James.  Control Model Implementation: Best Practice (1997)

 

Roth, James.  Best Practices Value-Added Approaches of Four Innovative Audit Departments  (2000)

 

The Role of Internal Auditors in Environmental Issue (1993)

 

SAC Study Guide  (1993)

 

Standards For the Professional of Internal Auditing   (1998)

 

Steinberg, Richard M. and Brownilow, Catherine M.  Audit Committee Effectiveness‑‑What

Works Best

 

Steinberg, Richard M. and Brownilow, Catherine M.  Corporate Governance and the Board-

What Works Best

 

Systems Auditability and Control Modules 1-13  (1994)

 

The Phoenix CSA Networking Group.  Control Self-Assessment: Threats, Tips, and Techniques  (2000)

 

UNIX: It’s Use, Control, and Audit (1995)

 

Vanasco, Rocco R. The Audit Committee: An International Perspective (1994)

 

Verschoor, Curtis C. Audit Committee Briefing:  Understanding the 21st Century Audit Committee and its Governance Role (2000)

 

Verschoor, Curtis C.  Audit Committee Briefing – 2001:  Facilitating New Audit Committee Responsibilities  (2001)

 

Wallace, Wanda A., et al.  The Internal Auditor’s Role in: Management Reporting on Internal Control (1994)

 

Ziegenfuss, Douglas E.  Challenges and Control Opportunities of Small Internal Auditing Organization (1994)


 

Books and Other Items Held by the Chapter:

Books

 

A Framework for Internal Auditing's Entity-wide Opinion on Internal Control (2004)

 

Preview Edition - A Global Summary of the Common Body of Knowledge 2006 (2007)

 

A Global Summary of the Common Body of Knowledge 2006 (2007)

 

Audit Committee Effectiveness- What Works Best 3rd Edition (2005)

 

Auditor Roles in Government Performance Measurement:  A Guide to Exemplary Practices at the Local, State, and Provincial Levels, (2004)

 

Business Continuity, Disaster Recovery, and Incident Management Planning - A Resource for Ensuring Ongoing Enterprise Operations (2004)

 

CCSA Study Guide (2004)

 

Certified Financial Services Auditor (CFSA) Study Guide (2007)

 

CGAP Exam Study Guide 2nd Edition (2003)

 

CGAP Exam Study Guide, 3rd Edition (2005)

CIA Model Exam 2002

CIA Model Exam 2004

Chapman, Christy. Implementing the Professional Practices Framework (2002)

Cohen, Alain-Gerard. Public Internal Financial Control - A New Framework for Public Sector Management (2007)

Construction Auditing Guide: Overview, Monitoring and Auditing (2005)

 

Continuous Auditing:  Potential for Internal Auditors (2003)

 

Continuous Auditing: An Operational Model for Auditors (2005)

 

Cosmas Cindy E. Audit Customer Satisfaction: Marketing Added Value (1996)

Culter, Sally F. Designing and Writing Message-Based Audit Reports (2001)

David, Julie Smith and Steinbart, Paul John.  Data Warehousing and Data Mining:  Opportunities for Internal Auditors (2000)

Effective Compliance Systems: A Practical Guide for Educational Institutions (2001)

Enterprise Risk Management:  Identifying Risks in B2B E-commerce Relationships (2004)

Enterprise Risk Management: Pulling it All Together (2002)

Enterprise Risk Management: Trends and Emerging Practices (2001)

 

Ethics and the Internal Auditor:  20 Years Later (2004)

 

Fargason, James S., CIA, LLM, CMA, CPA,CFE. Intellectual Property: Auditing the Process (2007)

 

Fargason, James S., CIA, LLM, CMA, CPA,CFE. Legal Services: Auditing the Process (2009)

Fargason, Scott, Auditing the Legal Process: Improving the Efficiency and Effectiveness of

Legal Council (2002)

Frigo, Mark L. A Balanced Scorecard Framework for Internal Audit Departments (2002)

Galloway, David. Internal Auditing: A Guide for the New Auditor (2002)

Gary, L. Glen, PhD, CPA. Changing Internal Audit Practices in the New Paradigm:  The Sarbanes –Oxley Environment (2004)

Gary, L. Glen, PhD, CPA. Then and Now: Expectations and Reality of Sarbanes-Oxley (2008)

Gupta, Parveen P. Internal Audit Reengineering: Survey, Model,  and Best Practices (2001)

 

Hubbard, Larry.  Control Self-Assessment: A Practical Guide (2000)

 

Independence and Objectivity:  A Framework for Internal Auditors (2001)

 

Internal Auditing: Assurance and Consulting Services (2007)

 

Internal Audits Role in Corporate Governance:  Sarbanes-Oxley Compliance (2003)

Ratliff, Richard, Introduction to Auditing: Logic, Principles, and Techniques (2002)

Kaplan, Jim.  The Auditor’s Guide to Internet Resources, 2nd Edition  (2000)

 

Lanza, Richard, Proactively Detecting Occupational Fraud Using Computer Audit Reports (2004)

Marcella, Albert J., Jr.  www.STOPTHIEF.net - Protecting Your Identity on the Web (1999)

 

Melbers, Derek, Auditing Security and Controls of Windows 2000 and Windows XP Professional (2005)

 

Melbers, Derek, Auditing Security and Controls of Windows Active Directory Domains (2005)

 

Melbers, Derek, Auditing Security and Controls of Windows Active Directory and Group Policy Objectives (2005)

 

Melbers, Derek, Auditing Security and Controls of Windows Server 2000 and Windows Server 2003 (2005)

 

O"Regan, David, CIA, FCA. Auditing the Procurement Function (2008)

 

O"Regan, David. , CIA, FCA. Strategies for Small Audit Shops (2002)

 

Pastor, Joan, Ph.D. Conflict Management & Negotiation Skills for Internal Auditors (2007)

 

PC Management Best Practices:  A Study of the Total Cost of Ownership, Risk, Security, and Audit  (2003)

 

Raaum, Ronell and Morgan, Stephen.  Performance Auditing: A Measurement Approach (2001)

 

Robinson, Craig. Auditing the Casino Floor (2001)

 

Robinson, Craig. Auditing the Casino Floor, 2nd edition (2005)

 

Ross, Richard D.  The Broker – Dealer Audit Guide (2001)

 

Roth, James Ph.D., CIA, CCSA. Adding Value: Seven Road to Success (2002)

 

Roth, James Ph.D., CIA, CCSA. Four Approaches to Enterprise Risk Management … and Opportunities in Sarbanes-Oxley Compliance (2007)

 

Sampling: A Guide for Auditors (2004)

 

Sampling for Internal Auditors, 2nd Edition (Text-Based Self-Study Course)

 

Sawyer's Internal Auditing - The Practice of Modern Internal Auditing, 5th edition (2003)

 

Sawyer's Words of Wisdom - A Collection of Articles by Lawrence B. Sawyer (2004)

 

Selim, Georges, Ph. D., Mergers, Acquisitions, and Divestitures: Control and Audit Best Practices (2002)

 

Soltani, Bahram, Ph.D., Factors Affecting Corporate Governance and the Audit Committees in Selected Countries (2005)

 

Survey Risk Management and Mapping Process – Design , Implementation and Evaluation (2005)

The Internal Auditor Job Market 2005-2006 (2006)

 

The IIA Handbook Series:  Auditing the Vendor Relationship (2003)

 

The IIA Handbook Series:  Governance Update 2003 Impact of New Initiatives on Audit Committees and Internal Auditors (2003)

The Professional Practices Framework (2002)

The Professional Practices Framework - January 2004 (2004) - 2 copies

 

The Professional Practices Framework:  2nd Edition (2006)

 

The Professional Practices Framework - March 2007

Vastrick, Thomas, Forensic Document Examination Techniques (2004)

Verschoor, Curtis C., CIA, CPA, CFE, CMA Audit Committee Briefing – 2001:  Facilitating New Audit Committee Responsibilities (2001)

 

Verschoor, Curtis C., CIA, CPA, CFE, CMA. Ethics and Compliance Challenges for Internal Auditing (2007)

 

Vito, Kelli W., SPHR, CCP. Auditing Human Resources (2007)

 

Vorhoies, James Brady, Key Controls - The Solution for Sarbanes-Oxley Internal Control Compliance (2004)

 

XBRL: Potential Opportunities and Issues for Internal Auditors (2005)

 

 

CDs

 

Acquisition of External Audit Services: A Model Request for Proposal (2002)

 

Assessing Risk, 2nd Edition (2004)

 

Control Self- Assessment Study Guide (2006)

 

CGAP Study Guide (2005)

 

Does Your SOX 404 Work Measure Up?  Hear What Will Satisfy Your CPA Firm,   May 25, 2004

 

Essentials: An Internal Audit Operations Manual (2008)

 

Establishing an Internal Audit Activity Manual (2002)

 

Electronic Systems Assurance & Controls (2005)

 

Internal Auditor Job Market 2004 (2004)

 

International Professional Practices Framework (2009)

 

Las Vegas International Conference 2003 June 22-25 MGM Grand Hotel and Casino (2003)

 

Quality Assessment Manual, 4th Edition (2002)

 

The Certified Internal Auditor - Model Exam Questions 2004 (2004)

 

The Internal Audit Job Market 2002 (2002)

 

The Professional Practices Framework (2004)

 

Proactively Detecting Occupational Fraud Using Computer Audit Reports – Self Study Course (2005)

 

Quality Assessment Manual 5th Edition (2006)

 

 

Sarbanes-Oxley Act Webcast Series

 

CEO/CFO Financial Statement Certification and Disclosure Controls and Procedures - Webcast #1 January 28, 2003

 

Certification on Internal Control:  The Internal Auditor's Role - Webcast #2 March 3, 2003

 

Coordinating Internal and External Audit Work in Meeting Sarbanes-Oxley Requirements - Webcast #3 April 1, 2003

 

Looking Ahead: How Upcoming Rules and Legislation Might Expand and Alter Internal Auditing's Role Webcast #4 April 15, 2003

 

 

Sarbanes-Oxley Act Webcast Series II

 

Section 404 Readiness Review: How to Document Your System of Internal Control - Webcast #1

 

Helping Your Audit Committee Implement Complaint Handling - Webcast #2 June 10, 2003

 

Leveraging the COSO Framework to Meet Section 404 Requirements - Webcast #3 July 8, 2003

Project Administration: Setting and Revising Priorities in the Wake of the "Final 404 Rules" – Webcast #4 August 12, 2003

 

Internal Audit Support of Audit Committees: What Works Best – Webcast #5 September 9, 2003

 

The Road Ahead :  Meeting the Challenges in Complying with the Sarbanes-Oxley Act – Webcast #6 September 30, 2003

 

2004 Webcast Series -Meeting the 404 Challenge: Internal Audit's Role

 

Prepping for a Tough Job- Documenting and Testing - Webcast #1 January 13, 2004

 

Are You Ready for IT Control Identification and Testing? - Webcast #2 February 10, 2004

 

Balancing 404 Sarbanes-Oxley Compliance and Risk Audit Planning - Webcast #3 March 9, 2004

 

Strategies to Maintaining Internal & External Relationships - Webcast #4 April 13, 2004

 

What is the Internal Auditor's Role in Management's Assertions? - Webcast #5 May 11, 2004

 

Anti Fraud Programs - Webcast #6 June 8, 2004

 

Using ERM in Management Controls - Webcast #7 August 10, 2004

 

Controls Compliance - Rounding the Turn - Webcast #8 September 14, 2004

 

First External Quality Assessment by January 1, 2007: Are You Ready? - Webcast #9 October 12, 2004

 

Call to Action - Building Ethics Programs for Tomorrow - Webcast #10 November 16, 2004

 

To check out any of these books or CDs call Jon Halwes at 893-7703 or e-mail jehal@email.com